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Model Office and The Science of Compliance
Chris Davies
29 episodes
1 week ago
Insights into building a culture and climate for resilience, risk management, governance and creativity in your business
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Business
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Insights into building a culture and climate for resilience, risk management, governance and creativity in your business
Show more...
Business
Episodes (20/29)
Model Office and The Science of Compliance
MO Science of Compliance Episode 28 - Anthony Carty

Great to host Anthony Carty Group Financial Planning & Business Development Director of Clifton Asset Management to discuss what has shaped his career journey, his views on business building, tech and of course regulations.

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9 months ago
46 minutes 1 second

Model Office and The Science of Compliance
Science of Compliance Episode 27 NextGen Planners Adam Carolan Director & H/O Strategy

We were delighted to host Adam and gain insight into his journey within the financial planning profession and learn about the great work NextGen planners are up to in supporting professional growth and development for planner firms. Plus we get to learn Adam's entrepreneurial passion for vegan sweets 🍬 🍭 😃

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1 year ago
24 minutes 27 seconds

Model Office and The Science of Compliance
Science of Compliance Episode 26 Tessa Lee MD Moneyinfo

Fantastic to host Tess, who provides an episode packed full of Fintech strategy for any financial service firm looking to employ high quality client portal within their tech stack to empower client engagement business growth and compliance. Plus a mystery guest and saving Tele-Tubbies, what more could you want!

https://www.moneyinfo.com/

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1 year ago
32 minutes 7 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 25: Professor Andy Pardeo CEO of AI software firm Wisdom Works

In this episode we welcome Professor Andy Pardoe CEO of AI software development business Wisdom Works. We discuss all things AI and the effect this fourth Industrial Revolution will have across industry and financial services in particular

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1 year ago
38 minutes 44 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 24: Neil Bage Co-Founder Shaping Wealth

Listen into Neil's amazing career journey, from PE teacher to the world of finances Chief Behavioural Officer and all the great work Shaping Wealth do for its profession.

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2 years ago
34 minutes 33 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 23: Helen Clark Founder and Director Mint Blue Consulting

Listen into to Helen's amazing career in retail financial services and the challenges, resilience and creativity she brings and the innovative work Mint Blue Consultancy offers

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2 years ago
29 minutes 44 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 22: Phil Bray Founder and Director The Yardstick Agency

Listen into to Phil's amazing career hourly in retail financial services and the challenges, resilience and creativity he brings and the innovative work The Yardstick Agency offer

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2 years ago
29 minutes 15 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 21: Alex Whitson, Managing Director Vouched for

We welcome Financial Adviser firm review platform Managing Director Alex Whitson to discuss his career journey and Vouched for's services and technology in supporting adviser firms and their clients on the current regulation challenges and opportunities they face 

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2 years ago
29 minutes 29 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 19: Mike Barrett, Consulting Director, The Lang Cat Consultancy

Mike brings his intelligence and wit to all key issues surrounding the FCA's Consumer Duty plus other key issues and talks us through his career journey and where he sees the industry direction of travel. 

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3 years ago
32 minutes 9 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 18: Roderic Rennison Partner Catalyst Partners

Listen into industry stalwart Roderic Rennison on his career journey and views on industry regulatory challenges and opportunities particularly in the M&A arena.  

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3 years ago
25 minutes 8 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 17: Paul Richards the Head of Distribution, Fidelity Adviser Solutions

Paul discusses his own and Fidelity's journey in supporting adviser, planner and wealth manager firms in the market place and how Fidelity Advice Solutions are supporting firms meet their on-going challenges and opportunities 

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3 years ago
25 minutes 54 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 16: Dr Greg B Davies Head of Behavioural Finance Oxford Risk

Listen to Greg's forensic knowledge on the importance of behavioural finance, data analytics and technology in ensuring human's stand the best possible opportunity to make the right decisions and manage risks. You can download the details on Greg's audit work on 'noise' and inconsistencies in the advice process here https://www.linkedin.com/feed/update/urn:li:activity:6790608211285168128/

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3 years ago
36 minutes 56 seconds

Model Office and The Science of Compliance
The Science of Compliance Series 2, Episode 5: Dr Sian Lewin, Co-Founder and Head of Client Delivery RegTech Associates

Learn all about the RegTech industry and how it is helping firms meet ongoing governance, risk and compliance challenges from The RegTech Doctor herself, Dr Sian Lewin Co-Founder and Head of Client Delivery RegTech Associates 

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4 years ago
28 minutes 57 seconds

Model Office and The Science of Compliance
The Science of Compliance Series 2, Episode 15: Dr Sian Lewin Co-Founder and Head of Client Deliver RegTech Associates

A very insightful podcast into the RegTech industry from a leader in the field Dr Sian Lewin of RegTech Associates, covering women in RegTech, RegTech Associates research and the direction of travel for RegTech both in UK and Internationally. 

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4 years ago
33 minutes 40 seconds

Model Office and The Science of Compliance
The Science of Compliance Series 1, Episode 10: Aviva's Director of Platform propositions Mike Hogg and Platform and FinTech integration manager Tim Walton

Aviva's Director of Platform propositions Mike Hogg and Platform and FinTech integration manager Tim Walton discuss how an industry leading platform provider can aid firm's compliance challenges and enable firm professional practice. 

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4 years ago
36 minutes 7 seconds

Model Office and The Science of Compliance
The Science of Compliance Series 2, Episode 4: Intelliflo's Strategic Partnership Manager Gill Millward

Gill discusses her career journey and the importance of persistence, determination and working with an employer that walks it's talk on diversity and how tech can enable firm's client, business and compliance management success 

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4 years ago
15 minutes 9 seconds

Model Office and The Science of Compliance
The Science of Compliance Series 2, Episode 3: PIMFA's Chief Executive Liz Field

We continue our women in financial services series this time with host Liz Field CE of The Personal Investment Management and Financial Advice Association (PIMFA) the UK’s leading financial investment and advice trade association where Liz discusses her journey, challenges and opportunities..

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4 years ago
37 minutes 46 seconds

Model Office and The Science of Compliance
The Science of Compliance Series 2, Episode 2: Uinsure's Lauren Bagley

Continuing our focus on women in financial services, we welcome Uinsure's Chief Partnership and Marketing Officer Lauren Bagley to discuss her journey and key industry challenges and opportunities 

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4 years ago
22 minutes 58 seconds

Model Office and The Science of Compliance
The Science of Compliance Series 2, Episode 1: The Money Panel's Catherine Morgan

With International women's day we kick of this series by focusing on women within financial services, how they have met challenges and taken opportunities to grow influential careers and used key strategies such as client focus, business development and compliance to forge success in their professional lives 

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4 years ago
39 minutes 27 seconds

Model Office and The Science of Compliance
The Science of Compliance Episode 9: CURO - Time4Advice Practice Management CE Roland Rawicz-Szczerbo

This episode focuses on Roland's intrepid journey as a pioneer in practice management technology and how back office tech can help adviser firms overcome challenges and encourage healthy and high quality data to be used to ensure compliance, client-centricity and sustainability 

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4 years ago
35 minutes 22 seconds

Model Office and The Science of Compliance
Insights into building a culture and climate for resilience, risk management, governance and creativity in your business