This is a whistle-stop tour of Chad’s work history with stints in Switzerland, the US and London. Thanks for listening! Subscribe to our services or follow us on LinkedIn

Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators expect prevention, not just detection. Thanks for listening! Subscribe to our services or follow us on LinkedIn

This roundtable covers preferred attributes of data: · Concise and Actionable · Timely and Relevant · Outcome-Driven · Predictive Thanks for listening! Subscribe to our services or follow us on LinkedIn

Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime initiatives. Thanks for listening! Subscribe to our services or follow us on LinkedIn

Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initiatives. Thanks for listening! Subscribe to our services or follow us on LinkedIn

Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives. Thanks for listening! Subscribe to our services or follow us on LinkedIn

The FCA is cancelling firms’ Part 4 permissions if they’re not being used, so use it or lose it. Thanks for listening! Subscribe to our services or follow us on LinkedIn

This is an overview of the FCA’s wind down process, covering such areas as: · What it is · The scenarios that would make a firm no longer viable ____________________________________________________ Dina Devalia Managing Director, Quantuma Link to Dina’s profile M: +44 (0)7557 419 361 E: dina.devalia@quantuma.com Thanks for listening! Subscribe to our services or follow us on LinkedIn

Zoe and Daiman delve into what makes robust Consumer Duty Management Information and why it is vital. Thanks for listening! Subscribe to our services or follow us on LinkedIn

The FCA discusses how principal trading firms should focus on: · Algorithmic trading controls · Financial resilience · Avoiding market disruption arising from commodity market volatility · Operational resilience · Brexit impacts Thanks for listening! Subscribe to our services or follow us on LinkedIn

This is an update on how HM Treasury is looking to reform the payments perimeter, which affects a £1 trillion industry. Thanks for listening! Subscribe to our services or follow us on LinkedIn

Getting ahead by shifting your focus towards longer-term strategy creates financial resilience, argues our Zoe Keen about sustainability. This podcast is accompanied by an article https://www.leamancrellin.co.uk/post/short-termism Thanks for listening! Subscribe to our services or follow us on LinkedIn

Zoe and Daiman are in conversation about sustainability, making sense of the FCA’s and international standards:​ International Sustainability Standards Board​Changes to the UK’s Listing Rules​Sustainability Disclosure Requirements (UK)​Sustainable Finance Disclosure Regulation (EU)​Discussion Paper feedback​Why sustainability experts are a must-have for many firms​ Thanks for listening! Subscribe to our services or follow us on LinkedIn

Katharine and Daiman continue their discussion of the Consumer Duty and how the FCA is planning to use data. A few more pearls of practical wisdom are teased out as well: The Consumer Duty is not TCF Plus; it is much moreThere are real commercial advantages to getting this rightThanks for listening! Subscribe to our services or follow us on LinkedIn

This episode unpacks some of the FCA's Business Plan for 2023/24 and specifically what they mean by problem firms, data-led regulation, meeting threshold conditions, and, the consumer duty. Thanks for listening! Subscribe to our services or follow us on LinkedIn

We are delighted to announce the Leaman Crellin Podcast, featuring short discussions of current topics in the regulatory compliance space. Thanks for listening! Subscribe to our services or follow us on LinkedIn