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Compliance Time

D.R.

67 episodes

9 months ago

Send a Text Message to Denitsa and Compliance Time.In this episode, I have the pleasure of speaking with Tod McDonald. He is the Founder and General Manager for Investigations at Valid8 Financial. With over two decades of experience, Tod has held leadership roles such as CFO, COO, and Principal in various organizations including Global Baristas and Cascade Capital Group. He holds a degree in Business Administration from the University of Washington and is a Certified Public Accountant and a C...

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Send a Text Message to Denitsa and Compliance Time.In this episode, I have the pleasure of speaking with Tod McDonald. He is the Founder and General Manager for Investigations at Valid8 Financial. With over two decades of experience, Tod has held leadership roles such as CFO, COO, and Principal in various organizations including Global Baristas and Cascade Capital Group. He holds a degree in Business Administration from the University of Washington and is a Certified Public Accountant and a C...

Show more...

Episodes (20/67)

Compliance Time

Valid8 Financial

Send a Text Message to Denitsa and Compliance Time.In this episode, I have the pleasure of speaking with Tod McDonald. He is the Founder and General Manager for Investigations at Valid8 Financial. With over two decades of experience, Tod has held leadership roles such as CFO, COO, and Principal in various organizations including Global Baristas and Cascade Capital Group. He holds a degree in Business Administration from the University of Washington and is a Certified Public Accountant and a C...

1 year ago

37 minutes

Compliance Time

Know Your Coach

Send a Text Message to Denitsa and Compliance Time.In this episode, the guest on the podcast is Girish Mallya with whom we spoke about compliance and the importance of coaching. Girish has over 25 years of experience in banking and finance in various roles. He deeply understands the dynamics and various processes related to Anti-Money Laundering (AML) and Compliance in Banking and Money Service Businesses. He has led successful programs, earning three ATD Awards, and holds certifications incl...

1 year ago

38 minutes

Compliance Time

AI Governance Amid Regulatory Complexity

Send a Text Message to Denitsa and Compliance Time.In this episode, we dive into the world of compliance and the future of governance risk and compliance (GRC) with Dorian Cougias, co-founder of the Unified Compliance Framework.As a pioneer researcher, award-winning author, and charismatic speaker, Dorian brings a blend of deep knowledge, innovative thinking, and a dash of humor to the often complex world of compliance.With a career decorated with groundbreaking achievements – from designing ...

1 year ago

43 minutes

Compliance Time

Leveraging Technology for Smoother Compliance Processes

Send a Text Message to Denitsa and Compliance Time.Guest on the podcast is a passionate compliance specialist who has experience in the first and second line of defense: Ekta Singh. She brings a wealth of knowledge and awareness of ethics, compliance, business management, current industry trends, and technological advancement in the Fintech, regulatory compliance, and RegTech areas. Ekta has a forward-looking approach to managing compliance and operational challenges. She has been in the Fina...

2 years ago

46 minutes

Compliance Time

Silent Eight Continuing the Discussion about AI in Compliance

Send a Text Message to Denitsa and Compliance Time.For the second time on the podcast, we have guests from the Silent Eight. With us now are Lyndon Reid and Pak Teng Chow. Lyndon is a seasoned professional with a real passion for sales, business development, and helping companies navigate the complex world of legal and compliance. Prior to joining Silent Eight, he made waves as the VP of Sales & Marketing at Uncharted, where he dove headfirst into the world of digital distribution technol...

2 years ago

36 minutes

Compliance Time

The Compliance Co-Pilot

Send a Text Message to Denitsa and Compliance Time.In this episode Denitsa and Francisco Mainez spoke about AI, technology and the new compliance co-pilot developed by Luncity, Luci. Our guest, Francisco, is a Financial Crime and Regulatory Transformation SME at Lucinity, where he is using his experience in Financial Crime and Intelligence to integrate different capabilities into solutions that can improve prevention, detection and investigation of Financial Crimes, as well as ensuring a...

2 years ago

29 minutes

Compliance Time

AML and Fraud Insights: SARs, Investigation Strategies, and the Evolving Investigator Role with Paul Stratton, the Fraud Nerd

Send a Text Message to Denitsa and Compliance Time.Guest on the episode is the brilliant Paul Stratton, known on LinkedIn as the fraud nerd. he creates insightful content, if you are not following him, do so now!. Paul is a former Police Detective with Merseyside Police in the United Kingdom, an area which covers the city of Liverpool. He spent 22 years working in various roles including covert policing and intelligence, counterterrorism and counter-extremism, undercover policing, and crimina...

2 years ago

34 minutes

Compliance Time

The FinCrime Agent

Send a Text Message to Denitsa and Compliance Time.Guest on the show today is Marco Beranzoni, the creator of the FinCrime Agent YouTube channel. FinCrime Agent shares tutorials, job talks, conference reviews, and interviews related to Financial Crime prevention. If you plan a career in FinCrime, these videos will help you with the first steps. For those who are already in the industry, they can be a great source of knowledge and experience sharing as well. Marco has experience in Financ...

2 years ago

28 minutes

Compliance Time

Communications Compliance with Shield

Send a Text Message to Denitsa and Compliance Time.In this episode guest on the podcast is Ofir Shabtai. He is the CTO and Co-Founder of Shield, a technology software company specializing in employee electronic communication compliance. Shield helps organizations uncover hidden insights such as inside dealing, unlawful behavior, market abuse, and privacy matters. With laser-focused AI models designed to detect financial misconduct, Ofir leverages machine learning and NLP to pinpoint suspiciou...

2 years ago

29 minutes

Compliance Time

Compliance, Investment Advisory and How to Prepare for the Chief Compliance Officer Role

Send a Text Message to Denitsa and Compliance Time.Michael Rasmussen’s success story starts where most entrepreneurs with a legal background begin: with big ideas to serve clients and an industry passion. He is most passionate about assisting US and UK financial services professionals seeking investment adviser registration or acquisition due diligence services in the US or UK. In 2013, he started his career in the securities industry as a regulator with the Financial Industry Regulatory Auth...

2 years ago

26 minutes

Compliance Time

Research in Foreign Languages

Send a Text Message to Denitsa and Compliance Time. In this episode guest on the podcast is Skip Schiphorst - an Open Source Intelligence (OSINT) language course developer and instructor who served 17 years in the Dutch Ministry of Defence. He deployed to several regions, during which his language and cultural skills were used. Skip, who holds a university degree in China Studies has a keen interest in how to incorporate languages within the OSINT spectrum. He works at I-Intelligence and...

2 years ago

28 minutes

Compliance Time

Whistleblowing and the new AML Act

Send a Text Message to Denitsa and Compliance Time.Just before the end of last year, we spoke with Stephen Kohn. He is a leading whistleblower attorney and subject matter expert. He won the largest ever individual tax whistleblower reward of $104 million for UBS whistleblower Bradley Birkenfeld, and the largest ever reward ever paid to an individual under the related action provisions of the IRS, SEC and DOJ programs ($177 million). He represents Danske Bank whistleblower Howard Wilkins...

2 years ago

34 minutes

Compliance Time

2023. Crypto News and Future outlook

Send a Text Message to Denitsa and Compliance Time.2023 has just begun and it began with so much news on the crypto front. To discuss the most recent Coinbase settlement and future trends in the crypto space, joining me today is David Carlisle, the Vice President of Policy and Regulatory Affairs at Elliptic. Before joining Elliptic, David worked for the US Department of the Treasury, including in the Office of Foreign Assets Control (OFAC), where he was involved in the design and implementati...

2 years ago

26 minutes

Compliance Time

Think Like a Criminal - the Tech Side of Money Laundering

Send a Text Message to Denitsa and Compliance Time.https://podinbox.com/compliancetime The guest on the podcast is Debanjan Chatterjee. Debanjan has more than 17 years of experience in Fraud Risk Management. He has been using Data Science to design counter-fraud solutions for traditional, global banks as well for modern Fintech firms. He is a certified expert in NFT and DeFi and contributes to the literature of managing Financial Crime Risk for Crypto-assets. His articles have been publi...

2 years ago

50 minutes

Compliance Time

Tornado Cash Special #2

Send a Text Message to Denitsa and Compliance Time.https://podinbox.com/compliancetimeIn the second Tornado Cash special episode we spoke with Ari Redbord from TRM Labs. We spoke about the OFAC designation, why Tornado was considered a threat to national security and will OFAC continue designations on mixers. We disected the FAQs published by OFAC in early September and spoke more about AML and sanctions in the crypto space.Support the show

3 years ago

24 minutes

Compliance Time

Tornado Cash Special #1

Send a Text Message to Denitsa and Compliance Time.podinbox.com/compliancetime This is the first Compliance Time Special we recorded with Hedi Navazan and Alex Cote. In this episode, we are chasing tornados and we talk about Tornado Cash's designation. You can hear so many interesting and practical examples about dusting, mixers, the future of sanctions, and what regulated exchanges can do. This episode is packed with value. Support the show

3 years ago

29 minutes

Compliance Time

Old and New Money Laundering Techniques

Send a Text Message to Denitsa and Compliance Time.https://www.podinbox.com/compliancetimeThis episode outlines how determination and persistence can lead to great success in our field of work. We met with my guest through the interesting and educational content he is publishing on LinkedIn. Baptiste Forestier shares with us his experience, outlook and AML trends from France, and what should we learn to get into a higher AML or compliance officer role. Baptiste's LinkedIn: https://...

3 years ago

1 hour 1 minute

Compliance Time

Crypto Regulations & Crystal Blockchain

Send a Text Message to Denitsa and Compliance Time.https://www.podinbox.com/compliancetime Guests on the podcast are Marina Khaustova, Nick Smart, and Hedi Navazan from Crystal Blockchain. Crystal is a blockchain analytics company providing investigation solutions. In addition to that, they closely observe changes in regulation, rank risks, and notify you of potentially irregular activities.To introduce my guests: Marina is the CEO of Crystal Blockchain and she has influenced the industr...

3 years ago

54 minutes

Compliance Time

Whistleblowing with Visslan

Send a Text Message to Denitsa and Compliance Time.www.podinbox.com/compliancetimeGuest on the podcast is Daniel Vaknine, the CEO of Visslan. Visslan is offering solutions on how to make it easy for companies to encourage whistleblowing and unlock its hidden benefits. In this episode, we spoke about whistleblowing, the new EU directive, and some of the most common mistakes organizations make when implementing whistleblowing programs. https://www.linkedin.com/in/danielvaknine/https:/...

3 years ago

30 minutes

Compliance Time

Women in Ethics and Compliance

Send a Text Message to Denitsa and Compliance Time.https://www.podinbox.com/compliancetime In this episode, I am joined by two amazing women working tirelessly on creating a trusted circle of inspiring women celebrating the essence of all that is best for professional women. You will hear from Lucianne Mallman and Gina Green the chair and vice-chair of Women in Ethics and Compliance. Luciane is a qualified lawyer admitted to practice in Brazil, Portugal, England, and Wales with over...

3 years ago

34 minutes