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Wealth Compliance Leaders
InvestorCOM Inc.
26 episodes
2 days ago
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
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All content for Wealth Compliance Leaders is the property of InvestorCOM Inc. and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
Show more...
Technology
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Wealth Compliance Leaders featuring Randy Barnes from InvestorCOM
Wealth Compliance Leaders
8 minutes 28 seconds
3 years ago
Wealth Compliance Leaders featuring Randy Barnes from InvestorCOM

In today’s conversation, we're joined by Randy Barnes, Director of Sales and Product Engineering at InvestorCOM. Randy is a wealth industry veteran and has dedicated his career to digitizing the advisor’s desktop. You will hear about Randy’s background, the intersection of compliance and technology in the wealth management industry and what he would do if he had a magic wand. In this episode, Randy discusses: 

* What interested him about the intersection of regulations, technology and financial advice 

* What role he believes technology plays in helping firms and advisors fulfill their regulatory requirements 

* The top things he would do to transform the wealth industry 

* Best practices for dealing with regulatory change, and the role tech plays in adapting to new regulations  

 == For more information ==  

 InvestorCOM Website:  https://investorcom.com/​  

InvestorCOM Social Media:  

Twitter: https://twitter.com/InvestorCOMInc

LinkedIn: https://www.linkedin.com/company/investorcominc

Wealth Compliance Leaders
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com