Home
Categories
EXPLORE
True Crime
Comedy
Business
Society & Culture
Sports
Technology
History
About Us
Contact Us
Copyright
© 2024 PodJoint
00:00 / 00:00
Sign in

or

Don't have an account?
Sign up
Forgot password
https://is1-ssl.mzstatic.com/image/thumb/Podcasts125/v4/e5/8b/06/e58b0626-08dd-7db7-020f-046b556e54ff/mza_9655295355834235590.jpg/600x600bb.jpg
Wealth Compliance Leaders
InvestorCOM Inc.
26 episodes
2 days ago
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
Show more...
Technology
RSS
All content for Wealth Compliance Leaders is the property of InvestorCOM Inc. and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
Show more...
Technology
https://d3t3ozftmdmh3i.cloudfront.net/production/podcast_uploaded_nologo/13053840/13053840-1631892958600-0735f1fc9b97c.jpg
Wealth Compliance Leaders featuring Naresh Tejpal, Managing Director, Capital Markets at the IIAC
Wealth Compliance Leaders
13 minutes 33 seconds
2 years ago
Wealth Compliance Leaders featuring Naresh Tejpal, Managing Director, Capital Markets at the IIAC

In today’s conversation, we chat with Naresh Tejpal, Managing Director, Capital Markets at the Investment Industry Association of Canada. For context, Naresh brings over 35 years of Capital Markets experience to the conversation and was most recently Managing Director and Head of Global Markets Advisory Compliance (Canada) with RBC. 

 

In this episode, we chat with Naresh to find out: 

 

* The series of events that led to Naresh's interest in the topic of financial market regulation. 

* What he'd do if he could transform the industry for the better. 

* His thoughts on how folks in business and compliance can embrace regulations in a strategic way. 

 

== For more information == 

InvestorCOM Website: https://investorcom.com/

InvestorCOM Social Media: 

Twitter: https://twitter.com/InvestorCOMInc

LinkedIn: https://www.linkedin.com/company/investorcominc

Wealth Compliance Leaders
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com