Today we chatted with Marc Goffaux Chief Compliance officer at Hawkeye Wealth Ltd. In this episode, Marc discusses his background, his role as a CCO and his views on the most recent regulations facing the wealth advisory industry.   

Specifically, we ask Marc:   

• What were the series of events that led to his interest in the wealth compliance industry.  

• His thoughts on the Client Focused Reforms (CFRs) and how he believes it will shape our industry going forward  

• The role he believes technology plays in helping firms and advisors fulfill their CFR obligations  

• The top things he would do to transform the wealth industry   

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