In today’s conversation, we chat with Iqan Hainsworth-Fadaei. Iqan advises clients on securities and financial services regulation and I can tell you that clients appreciate his commitment to keeping them compliant with the regulations relating to capital raising, brokerage and investment services.

In this episode, we chat with Iqan to find out:

* His interesting journey in the financial services industry, what led to his current role and what he's learned along the way.

* His suggestions on how legal and compliance professionals can keep up to date with amount of material change in the wealth management regulation.

* Best practices for dealing with regulatory change and the role tech plays.

* What Iqan would do if he could transform the industry for the better.

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