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Wealth Compliance Leaders
InvestorCOM Inc.
26 episodes
3 days ago
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
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All content for Wealth Compliance Leaders is the property of InvestorCOM Inc. and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
Show more...
Technology
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Wealth Compliance Leaders featuring Gary Davis Jr, Operations & Compliance Executive
Wealth Compliance Leaders
20 minutes 11 seconds
2 years ago
Wealth Compliance Leaders featuring Gary Davis Jr, Operations & Compliance Executive

Today we talk with Gary Davis Jr, an accomplished operations and compliance executive with more than 25 years of experience helping clients with the ever-changing regulatory landscape. In this episode, we ask Gary ... * As a veteran in the regulatory and compliance industry, what has that journey been like, and what has he learned? * In just the past two years, there has been a lot of fairly material change in wealth management regulation – how does someone in the compliance industry keep up? * What are some best practices for dealing with regulatory change, and what role does tech play in adapting to new regulations? * If he had a magic wand, what would you do to transform the industry for the better? == For more information == InvestorCOM Website: https://investorcom.com/ InvestorCOM Social Media: Twitter: https://twitter.com/InvestorCOMInc LinkedIn: https://www.linkedin.com/company/inve...

Wealth Compliance Leaders
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com