
Today we talk with Gary Davis Jr, an accomplished operations and compliance executive with more than 25 years of experience helping clients with the ever-changing regulatory landscape. In this episode, we ask Gary ... * As a veteran in the regulatory and compliance industry, what has that journey been like, and what has he learned? * In just the past two years, there has been a lot of fairly material change in wealth management regulation – how does someone in the compliance industry keep up? * What are some best practices for dealing with regulatory change, and what role does tech play in adapting to new regulations? * If he had a magic wand, what would you do to transform the industry for the better? == For more information == InvestorCOM Website: https://investorcom.com/ InvestorCOM Social Media: Twitter: https://twitter.com/InvestorCOMInc LinkedIn: https://www.linkedin.com/company/inve...