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Wealth Compliance Leaders
InvestorCOM Inc.
26 episodes
2 days ago
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
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All content for Wealth Compliance Leaders is the property of InvestorCOM Inc. and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
Show more...
Technology
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Wealth Compliance Leaders featuring Bo Howell, Cofounder and CEO of Joot
Wealth Compliance Leaders
8 minutes 30 seconds
3 years ago
Wealth Compliance Leaders featuring Bo Howell, Cofounder and CEO of Joot

Bo Howell is the cofounder and CEO of Joot and joins us in today's conversation.   

Bo has over 10 years of experience as a securities lawyer and chief compliance officer. He has served in roles with SEC-registered investment advisers, registered and unregistered investment companies, and broker-dealers. Bo has worked at the SEC’s Division of Investment Management, a Fortune 500 financial services company, and an innovative technology-driven law firm. Bo is a U.S. Navy veteran.  

In this episode, you’ll hear Bo discuss  

  • His experience as a securities lawyer, ex. SEC regulator and now Regtech founder 
  • The value of technology and automation in the wealth compliance space 
  • How compliance officers can tackle new and existing regulations
Wealth Compliance Leaders
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com