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Wealth Compliance Leaders
InvestorCOM Inc.
26 episodes
3 days ago
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
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Technology
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All content for Wealth Compliance Leaders is the property of InvestorCOM Inc. and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com
Show more...
Technology
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Implementing KYP Requirements at BMO Investments - Client Focused Reforms Case Study - Justitia Pak
Wealth Compliance Leaders
8 minutes 41 seconds
3 years ago
Implementing KYP Requirements at BMO Investments - Client Focused Reforms Case Study - Justitia Pak

To meet the KYP requirements of the Client Focused Reforms, BMO Investments turned to InvestorCOM to provide a solution for assessing and managing BMO's product shelf.  

The successful implementation of this project was led by Justitia "JP" Pak, a digital and strategy consultant with over 15 years of experience in leading enterprise technology projects. He has broad experience in developing digital strategies for businesses and leading subsequent implementations from design, delivery, and change management.  

After eight years in a big four professional services firm, he’s worked with major banks and wealth management firms in Canada.  His areas of focus are in accelerating digital transformation for financial services, enhancing the digital client experience, and navigating regulatory change into a competitive advantage for large financial institutions.   

In this episode, JP discusses  

  • his experience in leading the successful implementation of the KYP requirements at BMO Investments Inc, one of Canada's largest financial institutions, 
  • the key contributors to the success of the project 
  • his learnings post-implementation
Wealth Compliance Leaders
Wealth Compliance Leaders features exceptional leaders from the wealth management industry. In this series, we speak with senior industry, regulatory, and technology executives to discuss wealth management and compliance challenges. This series is hosted by InvestorCOM, a provider of regulatory software solutions for wealth managers, asset managers and insurers. For more information, visit www.investorcom.com or contact us at hello@investorcom.com