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The Compliance Doctor
Compliance Doctor
32 episodes
4 days ago
People appreciate the high level of information and regulatory insight from the Compliance Doctor, part of Compliance Consultant, because it empowers organisations to navigate the complex landscape of compliance effortlessly. With expert insights, businesses can stay ahead of regulatory changes, reduce risks, and enhance their operational integrity. The tailored guidance helps in understanding intricate regulations, fostering a culture of compliance, and promoting best practices. Ultimately, this proactive approach not only safeguards the organisation but also builds trust with stakeholders
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Management
Business
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All content for The Compliance Doctor is the property of Compliance Doctor and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
People appreciate the high level of information and regulatory insight from the Compliance Doctor, part of Compliance Consultant, because it empowers organisations to navigate the complex landscape of compliance effortlessly. With expert insights, businesses can stay ahead of regulatory changes, reduce risks, and enhance their operational integrity. The tailored guidance helps in understanding intricate regulations, fostering a culture of compliance, and promoting best practices. Ultimately, this proactive approach not only safeguards the organisation but also builds trust with stakeholders
Show more...
Management
Business
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The Enforcement Guide 2025 Briefing
The Compliance Doctor
16 minutes 55 seconds
5 months ago
The Enforcement Guide 2025 Briefing

The Financial Conduct Authority (FCA) has published a revised Enforcement Guide (ENFG) and associatedinstruments, which come into effect on 3 June 2025. This revision incorporates feedback on earlier proposals and aims to provide greater transparency regarding enforcement investigations. Key changes include a revised publicity policy for investigations, specific approaches to investigating unauthorised activity and individuals, and clarifications on the use of various statutory powers. The revised guide is abbreviated to ENFG and replaces the previous version.


The Compliance Doctor
People appreciate the high level of information and regulatory insight from the Compliance Doctor, part of Compliance Consultant, because it empowers organisations to navigate the complex landscape of compliance effortlessly. With expert insights, businesses can stay ahead of regulatory changes, reduce risks, and enhance their operational integrity. The tailored guidance helps in understanding intricate regulations, fostering a culture of compliance, and promoting best practices. Ultimately, this proactive approach not only safeguards the organisation but also builds trust with stakeholders