CFTC and SEC Harmonization with Rob Schwartz

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The CFTC Observer Podcast: An Agency-Outsider's Perspective of the Derivatives Industry

An Industry Observer

9 episodes

2 days ago

Podcast series exploring the regulatory ecosystem of the derivatives industry and the Commodity Futures Trading Commission ("CFTC"). Follow us for discussions ranging from market participants to regulatory actors, industry basics to emerging trends, and any derivatives thereof! [This Podcast series represents the observations of the producer and various guests and does not represent the position of the CFTC in any capacity.]

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CFTC and SEC Harmonization with Rob Schwartz

The CFTC Observer Podcast: An Agency-Outsider's Perspective of the Derivatives Industry

33 minutes 17 seconds

1 month ago

CFTC and SEC Harmonization with Rob Schwartz

In this episode, Rob Schwartz shares his take on recent CFTC and SEC regulatory harmonization. Along the way, the 16th General Counsel of the CFTC describes his first foray into the derivatives industry, milestone moments during his tenure at the agency, and excitement for the future for our favorite agency (#CFTC).

Newcomers to the derivatives space - this may be your time to join and learn up quickly! Listen in to hear Rob's take on why and how.

Enjoy the discussion and as always - Follow, like, share, and subscribe for more great CFTC or derivatives related content. If there is someone you’d like to see featured on the Podcast or a specific topic you want discussed, send your comments and suggestions our way!