The holy grail of finance is here — instantaneous settlement, regulatory clarity, and fiduciary trust. Prometheum’s Aaron Kaplan reveals how blockchain is quietly reshaping Wall Street’s infrastructure forever. In this episode of The Advisors Edge Podcast, host Rob Jacomen and Chad Ramberg sit down with Aaron Kaplan, Founder & Co-CEO of Prometheum, to unpack the revolutionary shift happening in the financial markets — the movement of securities on-chain. If you’re an RIA, complian...
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The holy grail of finance is here — instantaneous settlement, regulatory clarity, and fiduciary trust. Prometheum’s Aaron Kaplan reveals how blockchain is quietly reshaping Wall Street’s infrastructure forever. In this episode of The Advisors Edge Podcast, host Rob Jacomen and Chad Ramberg sit down with Aaron Kaplan, Founder & Co-CEO of Prometheum, to unpack the revolutionary shift happening in the financial markets — the movement of securities on-chain. If you’re an RIA, complian...
Ep 016 - The Ugly Truth About Broker-Dealer Compliance Every Financial Advisor Must Know (And How to Go RIA) - feat. Chuck Failla
The Advisors Edge Podcast
40 minutes
7 months ago
Ep 016 - The Ugly Truth About Broker-Dealer Compliance Every Financial Advisor Must Know (And How to Go RIA) - feat. Chuck Failla
Join us for an incredible episode of The Advisor's Edge Podcast as host Rob Jacomen and co-host Chad Ramberg welcome industry veteran and RIA pioneer Chuck Failla, founder of Sovereign Financial Group, Inc. and GoRIA.com. Most financial advisors dream of true independence—but broker-dealer compliance often gets in the way. In this candid discussion, Chuck reveals why the traditional broker-dealer model might be holding your business back—and how going independent as an RIA can transform you...
The Advisors Edge Podcast
The holy grail of finance is here — instantaneous settlement, regulatory clarity, and fiduciary trust. Prometheum’s Aaron Kaplan reveals how blockchain is quietly reshaping Wall Street’s infrastructure forever. In this episode of The Advisors Edge Podcast, host Rob Jacomen and Chad Ramberg sit down with Aaron Kaplan, Founder & Co-CEO of Prometheum, to unpack the revolutionary shift happening in the financial markets — the movement of securities on-chain. If you’re an RIA, complian...
