This podcast will take the infinitely complex world of investing and break it down so anyone can understand it.
This is not considered investment advice please contact a professional for investing advice
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This podcast will take the infinitely complex world of investing and break it down so anyone can understand it.
This is not considered investment advice please contact a professional for investing advice
n this first installment of our Series 7 Content Outline walkthrough, we dive deep into Function 1 and Function 2—critical foundational areas that set the stage for success on the exam. 🚀 What You’ll Learn in This Video: Function 1: Seeks Business Learn the ins and outs of engaging new and existing clients effectively. We cover communication standards, marketing best practices, and regulatory approvals required under FINRA and SEC rules Why Watch Part 1? It's the essential foundation—laying out the first 20% of your exam’s scope. Gain clarity on how to prove client relationships and build a compliant practice from Day One. Perfect for both beginners and review candidates—we keep it clear, structured, and packed with exam-relevant insights. This isn’t fluff. It’s straight-to-the-point exam prep from someone who’s trained thousands of students to crush this test. 📚 Perfect for: Anyone just starting their Series 7 prep People struggling to connect the outline to the actual questions Test-takers who want a real-world explanation, not textbook jargon 👊 Let’s get after it. .
Series 7 Whisperer
This podcast will take the infinitely complex world of investing and break it down so anyone can understand it.
This is not considered investment advice please contact a professional for investing advice