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SEC Roundup
ICAN
11 episodes
2 days ago
SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert perspective on the critical balance between effective regulation and market freedom.
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All content for SEC Roundup is the property of ICAN and is served directly from their servers with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert perspective on the critical balance between effective regulation and market freedom.
Show more...
Business News
News
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SEC Roundup 78: ASA Challenges the Constitutionality of the MSRB
SEC Roundup
18 minutes 31 seconds
7 months ago
SEC Roundup 78: ASA Challenges the Constitutionality of the MSRB

The American Securities Association (ASA) is challenging the constitutionality of the Municipal Securities Rulemaking Board (MSRB) in the 11th Circuit. ICAN co-founder Nick Morgan and guest host Sarah Concannon talk with ASA CEO Chris Iacovella about the lawsuit, its implications for self-regulatory organizations, and the SEC’s push for faster trade reporting. Tune in for expert insights on this high-stakes legal battle.

SEC Roundup
SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert perspective on the critical balance between effective regulation and market freedom.