Send us a text 📝 Episode Summary: Today on Off Road with Frank Ferraro, we sit down with David Bernard, a visionary leader who’s spent decades at the crossroads of finance and innovation. As the former CEO of Equities.com, David transformed how small and micro-cap companies connect with capital markets. Now, as President of Next Gen Bioplastics, he's on a mission to disrupt a different space: the global plastics industry. In this powerful episode, David opens up about his p...
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Send us a text 📝 Episode Summary: Today on Off Road with Frank Ferraro, we sit down with David Bernard, a visionary leader who’s spent decades at the crossroads of finance and innovation. As the former CEO of Equities.com, David transformed how small and micro-cap companies connect with capital markets. Now, as President of Next Gen Bioplastics, he's on a mission to disrupt a different space: the global plastics industry. In this powerful episode, David opens up about his p...
Equity Crowdfunding and the Introduction to the 15c-211 Process.
Off Road with Frank Ferraro
16 minutes
9 months ago
Equity Crowdfunding and the Introduction to the 15c-211 Process.
Send us a text In this episode of Off Road with Frank Ferraro, Frank teams up with securities attorney Andrea Cataneo to dive deep into the evolving world of equity crowdfunding and its critical intersection with market making. Together, they explore the steps companies take beyond initial fundraising to achieve liquidity through the 15c2-11 filing, which is required to get listed and traded. Frank shares his early experiences as a Wall Street market maker, detailing the historical evolution...
Off Road with Frank Ferraro
Send us a text 📝 Episode Summary: Today on Off Road with Frank Ferraro, we sit down with David Bernard, a visionary leader who’s spent decades at the crossroads of finance and innovation. As the former CEO of Equities.com, David transformed how small and micro-cap companies connect with capital markets. Now, as President of Next Gen Bioplastics, he's on a mission to disrupt a different space: the global plastics industry. In this powerful episode, David opens up about his p...
