Insider trading, money laundering, and reputational risk in asset management take centre stage in this episode, featuring the recent conviction of Redinel and Oerta Korfuzi. David Masters and Neil Robson examine how confidential market information was exploited, how the FCA uncovered the scheme, and why the asset manager involved avoided lasting reputational fallout. The conversation also considers how remote working exposed new compliance risks and why historic control failures still c...
All content for (mis)Conduct, Money & Reputation is the property of Lansons Team Farner, Katten and is served directly from their servers
with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Insider trading, money laundering, and reputational risk in asset management take centre stage in this episode, featuring the recent conviction of Redinel and Oerta Korfuzi. David Masters and Neil Robson examine how confidential market information was exploited, how the FCA uncovered the scheme, and why the asset manager involved avoided lasting reputational fallout. The conversation also considers how remote working exposed new compliance risks and why historic control failures still c...
Building a business with a diversified employee base is no longer a nice to have, its necessary, both in terms of talent retention but client retention as well. The regulator is also insisting that financial services firms put in place evidence-based diversity and inclusion strategies that take into account the individual firm's progress on these efforts. The reputational hazards are many. Reputation is mostly driven by behaviour and if you claim to building a diverse team when you are...
(mis)Conduct, Money & Reputation
Insider trading, money laundering, and reputational risk in asset management take centre stage in this episode, featuring the recent conviction of Redinel and Oerta Korfuzi. David Masters and Neil Robson examine how confidential market information was exploited, how the FCA uncovered the scheme, and why the asset manager involved avoided lasting reputational fallout. The conversation also considers how remote working exposed new compliance risks and why historic control failures still c...
