Welcome to FinTalk, the leading podcast in the financial services industry that addresses the most pressing topics in the finance and regulatory technology sectors. In this episode, our host Jawad Akhtar is joined by renowned industry expert Karishma Galaiya, Senior Manager at Thistle Initiatives. Together, they delve into the evolving regulatory landscape for investment firms, covering key areas such as the Senior Managers Certification Regime (SMCR), Consumer Duty, sustainability regulation...
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Welcome to FinTalk, the leading podcast in the financial services industry that addresses the most pressing topics in the finance and regulatory technology sectors. In this episode, our host Jawad Akhtar is joined by renowned industry expert Karishma Galaiya, Senior Manager at Thistle Initiatives. Together, they delve into the evolving regulatory landscape for investment firms, covering key areas such as the Senior Managers Certification Regime (SMCR), Consumer Duty, sustainability regulation...
Exploring Financial Crime Risk Assessment and the Evolving Landscape
FinTalk by VERMEG
19 minutes
1 year ago
Exploring Financial Crime Risk Assessment and the Evolving Landscape
Welcome to FinTalk, the leading podcast in regulatory compliance and financial services that addresses the most pressing topics in the industry. In this episode, our host Jawad Akhtar is joined by Jessica Cath from Thistle Initiatives. Together, they talk about the world of financial crime prevention, regulatory compliance, and the evolving regulatory landscape. This episode of FinTalk covers: Unpacking the implications of the FCA's Dear CEO letter for financial crime preventionInsights int...
FinTalk by VERMEG
Welcome to FinTalk, the leading podcast in the financial services industry that addresses the most pressing topics in the finance and regulatory technology sectors. In this episode, our host Jawad Akhtar is joined by renowned industry expert Karishma Galaiya, Senior Manager at Thistle Initiatives. Together, they delve into the evolving regulatory landscape for investment firms, covering key areas such as the Senior Managers Certification Regime (SMCR), Consumer Duty, sustainability regulation...
