FinReg Focus is a podcast series that helps you anticipate regulatory changes affecting the financial industry. Hosted by Reed Smith lawyers, this series provides insights into industry trends, including new challenges and requirements. Highlighted topics include cybersecurity, fintech, market regulation, and much more.
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FinReg Focus is a podcast series that helps you anticipate regulatory changes affecting the financial industry. Hosted by Reed Smith lawyers, this series provides insights into industry trends, including new challenges and requirements. Highlighted topics include cybersecurity, fintech, market regulation, and much more.
Investment Firms Prudential Regime: What do investment firms need to know about prudential consolidation?
FinReg Focus
34 minutes 50 seconds
4 years ago
Investment Firms Prudential Regime: What do investment firms need to know about prudential consolidation?
Reed Smith Senior Advisor David Calligan is joined by Reed Smith Partner Karen Butler and Duff & Phelps Director Andrew Lowin to discuss the new Investment Firm Prudential Regime requirements for prudential consolidation, and why it’s not just regulated firms that need to be aware of the requirements under the new regime.
For more information, please visit Reed Smith's Financial Regulatory page.
FinReg Focus
FinReg Focus is a podcast series that helps you anticipate regulatory changes affecting the financial industry. Hosted by Reed Smith lawyers, this series provides insights into industry trends, including new challenges and requirements. Highlighted topics include cybersecurity, fintech, market regulation, and much more.
