This Podcast is for the training the financial services representative in the preparation to take the FINRA The Series 22 exam. Often called the Direct Participation Programs Limited Representative Exam, the Series 22 assesses the competency of an entry-level registered representative to perform their job as a direct participation programs representative.
The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a direct participation programs representative, including the solicitation, purchase and sale of limited partnerships, among other products.
Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 22 exam to obtain the Direct Participation Programs Representative registration. For more information about the SIE and Series 22 exams.
All content for FINRA Series 22 Exam lessons is the property of FINRA Series 22 Exam lessons and is served directly from their servers
with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
This Podcast is for the training the financial services representative in the preparation to take the FINRA The Series 22 exam. Often called the Direct Participation Programs Limited Representative Exam, the Series 22 assesses the competency of an entry-level registered representative to perform their job as a direct participation programs representative.
The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a direct participation programs representative, including the solicitation, purchase and sale of limited partnerships, among other products.
Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 22 exam to obtain the Direct Participation Programs Representative registration. For more information about the SIE and Series 22 exams.
Lesson 17 Securities Investor Protection Corporation (SIPC): The Securities Investor Protection Corporation (SIPC) is a corporation sponsored by the governments that protects customers when a broker-dealer fails them. All broker-dealers registered with the SEC must also be SIPC members and pay annual dues to them as a way to fund insurance for people harmed by ... Read more
FINRA Series 22 Exam lessons
This Podcast is for the training the financial services representative in the preparation to take the FINRA The Series 22 exam. Often called the Direct Participation Programs Limited Representative Exam, the Series 22 assesses the competency of an entry-level registered representative to perform their job as a direct participation programs representative.
The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a direct participation programs representative, including the solicitation, purchase and sale of limited partnerships, among other products.
Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 22 exam to obtain the Direct Participation Programs Representative registration. For more information about the SIE and Series 22 exams.