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Podcasts on topics related to coverage from the Compliance Week editorial team.
SEC Commissioner Hester Peirce on regulatory demands, CCO input
Compliance Week Original Podcasts
20 minutes 28 seconds
1 year ago
SEC Commissioner Hester Peirce on regulatory demands, CCO input
Compliance Week’s Aaron Nicodemus sat down for an exclusive chat with SEC Commissioner Hester Peirce covering the flood of new regulation emanating from the agency, stresses on compliance at smaller firms, CCO liability, and more.
Compliance Week Original Podcasts
Podcasts on topics related to coverage from the Compliance Week editorial team.