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Compliance, risk management and legal matters
Charco & Dique
8 episodes
1 week ago
Podcasts about financial topics, such as compliance, risk management and legal matters. For financial professionals, by financial professionals.
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Business
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Podcasts about financial topics, such as compliance, risk management and legal matters. For financial professionals, by financial professionals.
Show more...
Business
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MiFID II: Geschiktheid & Passendheid
Compliance, risk management and legal matters
17 minutes 44 seconds
5 years ago
MiFID II: Geschiktheid & Passendheid

Ruim anderhalf jaar geleden was het zo ver. Na jaren van overleggen, consultaties, ontwerpteksten en uiteindelijk definitieve teksten, trad MiFID II – 1 jaar later dan gepland – in werking. Vanaf 3 januari 2018 moesten alle beleggingsondernemingen in Europa aan MiFID II voldoen.

Ik hoor u denken: “Januari 2018? Oud nieuws! Dat is nu toch niet meer relevant?”. Het tegendeel is echter waar. De Europese toezichthouder: ESMA, de Europese Commissie en de Nederlandse toezichthouder: AFM hebben de afgelopen 1,5 jaar niet stil gezeten.

Compliance, risk management and legal matters
Podcasts about financial topics, such as compliance, risk management and legal matters. For financial professionals, by financial professionals.