All content for Compliance by Design - Avantia Law is the property of Avantia Law and is served directly from their servers
with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Compliance by Design - US AML with Rob Johnston, Lowenstein Sandler
Compliance by Design - Avantia Law
36 minutes 56 seconds
4 months ago
Compliance by Design - US AML with Rob Johnston, Lowenstein Sandler
In the first ”Compliance by Design” episode, hosts PD and James Sutton welcome Rob Johnston of Lowenstein Sandler to discuss US AML compliance updates, focusing on the Corporate Transparency Act (CTA) and new FinCEN AML rules. Johnston explains the confusion and uncertainty for registered investment advisors under the Bank Secrecy Act, as the clock is counting down to the Jan 1 deadline. He advises asset managers to document processes and strengthen internal policies, especially for private transactions, and we discuss AI’s potential in compliance.
