Securities Regulation and Enforcement Series: Key Insights on How the New Administration and Congress Will Shape the SEC

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Brief Encounters

D.C. Bar Communities Office

139 episodes

5 days ago

Listen in for exclusive interviews and conversations with D.C. Bar members and guests about hot topics! To learn more about D.C. Bar Communities, join a community, and/or register for upcoming programs, visit www.dcbar.org/communities Presented by the D.C. Bar Communities Podcast Network. Other network channels include "The Tea on International Arbitration" with the D.C. Bar International Law Community (anchor.fm/DCBarTea) and "Let's Brief It" with the D.C. Bar Law Student Community (anchor.fm/DCLSC). Theme Music: "If" by Broke for Free

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Securities Regulation and Enforcement Series: Key Insights on How the New Administration and Congress Will Shape the SEC

Brief Encounters

24 minutes 12 seconds

7 months ago

Securities Regulation and Enforcement Series: Key Insights on How the New Administration and Congress Will Shape the SEC

Episode 3 of Season 2 picks up where the kickoff episode https://creators.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Insights-on-SEC-Transition-and-Policy-Priorities-with-Pete-Driscoll-e2tps9i/a-abo6453 with Pete Driscoll left off. A few weeks after the Presidential Transition A. Valerie Mirko, Partner at Armstrong Teasdale LLP and Leader of the firm’s Securities Regulation and Litigation Practice, and William Nelson, Director of Public Policy and Associate General Counsel at the Investment Adviser Association, chat about recent events. Valerie and William discuss key Executive Orders, Congressional actions, SEC developments, and the agency’s new rule revoking delegated authority.

Whether you’re a compliance professional, attorney, or SEC registrant (broker-dealer, investment adviser or dual), this conversation provides valuable insights into the shifting regulatory landscape.

Past episodes of this series:

⁠⁠⁠Episode 1⁠⁠⁠ (5/22/24) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Investor-Protection-in-2024-e2je2a6]

⁠⁠⁠Episode 2⁠⁠⁠ (6/5/2024) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-All-Things-Standards-of-Care-in-2024-e2k8u2m/a-abahg6m]

⁠⁠⁠Episode 3⁠⁠⁠ (7/24/2024) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Developments-in-Insider-Trading-e2lk443/a-abdiehh]

⁠⁠Episode 4⁠⁠ (8/21/2024) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-The-SEC-Private-Funds-Rule--the-Fifth-Circuit-Decision-and-SEC-Rulemaking-Authority-e2mucdm]

⁠Episode 5⁠ (9/11/2024) [https://podcasters.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Fireside-Chat-with-SEC-Investor-Advocate-Cristina-Martin-Firvida-e2o23db/a-abguokt]

Episode 6 (10/23/2024) [https://creators.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Off-Channel-Communications--A-State-of-the-Union-e2pqi6c/a-abj83g8]

Episode 7 (12/4/2024) [https://creators.spotify.com/pod/show/dcbar/episodes/Securities-Regulation-and-Enforcement-Series-Impact-of-2025-Presidential-Transition-on-the-SEC-e2r7ivg]