In the latest Alternative Insight episode, Aztec Group's Sadrack Belony, Head of Investor Services U.S., and Joanne Earles, Senior Client Relationship Manager, are joined by Stefanie Langer, Principal COO/CCO at Corten Real Estate, and Mark Mangion, Head of Financial Crime at Passthrough.
During this episode, they discuss:- The new US Financial Crime Enforcement Network (FinCEN) rules on AML and CFT.
- The impact these changes will have on advisers.
- The importance of starting the compliance process early.
- Potential penalties for non-compliance.
- Seeking expertise from third-party service providers.
