Join Mike Radak, Alliant Financial Institutions, and David Finz, Alliant Claims & Legal, as they explore recent key rulings under the Investment Company Act and D&O policy prior notice exclusions, with Mike exploring their impact on claims handling and coverage strategy. David then examines a recent data breach settlement, highlighting how precise policy language can help manage cyber liability and navigate complex class action exposures.
All content for Alliant Specialty Podcasts is the property of Alliant Insurance Podcasts and is served directly from their servers
with no modification, redirects, or rehosting. The podcast is not affiliated with or endorsed by Podjoint in any way.
Join Mike Radak, Alliant Financial Institutions, and David Finz, Alliant Claims & Legal, as they explore recent key rulings under the Investment Company Act and D&O policy prior notice exclusions, with Mike exploring their impact on claims handling and coverage strategy. David then examines a recent data breach settlement, highlighting how precise policy language can help manage cyber liability and navigate complex class action exposures.
Regulatory Shift: What the SEC’s New Direction Means for the Insurance Industry
Alliant Specialty Podcasts
10 minutes 42 seconds
6 months ago
Regulatory Shift: What the SEC’s New Direction Means for the Insurance Industry
With major staff reductions and budget constraints, the SEC is predicted to scale back broad enforcement efforts and prioritize more traditional securities fraud like insider trading, Ponzi schemes and accounting fraud. Mike Radak, Alliant Financial Institutions, and David Finz, Alliant Claims & Legal, explore the shifting regulatory priorities for the SEC under the current U.S. administration and its implications for financial and consumer industries.
Alliant Specialty Podcasts
Join Mike Radak, Alliant Financial Institutions, and David Finz, Alliant Claims & Legal, as they explore recent key rulings under the Investment Company Act and D&O policy prior notice exclusions, with Mike exploring their impact on claims handling and coverage strategy. David then examines a recent data breach settlement, highlighting how precise policy language can help manage cyber liability and navigate complex class action exposures.
