Dear SEO - DFSA Thematic Review on Firm Disclosures

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10 Leaves

18 episodes

4 days ago

A boutique consultancy in the DIFC and the ADGM.

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A boutique consultancy in the DIFC and the ADGM.

Business

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Dear SEO - DFSA Thematic Review on Firm Disclosures

10 Leaves

6 minutes 34 seconds

1 year ago

Dear SEO - DFSA Thematic Review on Firm Disclosures

Today we have a look at the key findings from the 2023-2024 Thematic Review conducted by the Dubai Financial Services Authority, or DFSA. This review focuses on firm disclosures and their compliance with financial promotions rules.

The DFSA undertook this Thematic Review to evaluate how well Authorised Firms adhere to financial promotion rules, accurately represent their regulatory status, and distinguish responsibilities between group entities. This review also aimed to identify both good and poor practices among firms.